Monday, February 14, 2011

"Film Noir is not a genre..."

So says Paul Schrader in his famed 1972 essay, Notes on Film Noir. He follows that statement with this:

It is not defined, as are the western and gangster genres, by conventions of setting and conflict, but rather by the more subtle qualities of tone and mood. It is a film “noir”, as opposed to the possible variants of film grey or film off-white.

And that, I suppose, is a fair enough judgment call except that, as briefly covered here, genre isn't relegated to setting (a musical, science fiction or horror film can take place anywhere). The main problem is that he immediately follows that statement with this statement:

Film noir is also a specific period of film history, like German Expressionism or the French New Wave. In general, film noir refers to those Hollywood films of the Forties and early Fifties which portrayed the world of dark, slick city streets, crime and corruption.

The problem there, you may have noticed, is the word "also." He said it wasn't a genre and is now, for the first time in the essay, defining "film noir" in a concrete way with the word "also" as if, immediately preceding, he had defined it another way. One only uses "also" if, prior to the definition one is now giving, there was a previous definition. For instance, let's say I'm writing about Singin' in the Rain. If I start by writing, "Singin' in the Rain is a comedy," and immediately follow that with "it is also a musical" two statements have been made, one following the other, in perfectly logical fashion. If, however, I write, "Singin' in the Rain is not a drama," immediately followed by "it is also a musical" I have poorly communicated an idea that seems confusing, nonsensical and vaguely contradictory all at once. He said, "It's not a genre but it's also a period." That's a bit confusing.

So, why does Schrader write "also?" My guess is that he accepted that both statements were true (that "film noir" is both a genre and a period) but let this slide past his subconscious undetected. To state that film noir is not, at least in elemental form, a genre is a touch too ornery (although there's never been a clear answer on the noir genre question). Clearly, it is different from a crime film or mystery in the mold of Miss Marple or Sherlock Holmes and also different from the gangster films of the thirties. It has definable archetypes, from the world weary detective (either professional - Sam Spade - or amateur - Jeff Bailey) to the femme fatale. There are visible, identifiable patterns of character development and methods of storytelling that clearly can define it as a separate genre, in a pinch.

Nevertheless, Schrader muddies the waters further:

Almost every critic has his own definition of film noir, and a personal list of film titles and dates to back it up. Personal and descriptive definitions, however, can get a bit sticky. A film of urban night life is not necessarily a
film noir, and a film noir need not necessarily concern crime and corruption. Since film noir is defined by tone rather than genre, it is almost impossible to argue one critic’s descriptive definition against another’s. How many noir elements does it take to make a film noir noir?
To restate, Schrader writes, "Since film noir is defined by tone rather than genre..." But it's not a case of "rather than" because they're not mutually exclusive. Genre is generally how characters are developed and how their stories are told. In film noir, that method relies heavily on mood and tone. Musicals tell their story through song, but can take place anywhere and have any tone. Westerns use the loner/roamer against the established and settled, or the one man against the system and also relies on tone. It's why Outland, a loose remake of High Noon, can be classified as a western, even though it takes place in outer space, not the American West. Some would classify it as science fiction too, since it uses a technology versus man idea but only in the thinnest of ways (drugs of the future used to get men to work longer and harder). Still others would classify it as science fiction based on it being set in the future and in outer space and, again, referring back to this post, they would be on the thinnest of ice of all three of the definitions.

So, again, Schrader, seems to be short-selling what genre is, or at least, beyond a nominal identification with visual cues ("He's wearing a cowboy hat and they're in Montana. This must be a western.") what it can be. Genre, at its most narrow, can include setting, costumes and even types of musical cues but at its deepest, genre is about how a story is told and the atmosphere, or feeling, of that method. In other words, its tone. To write, "...film noir is defined by tone rather than genre," is a little like writing, "perfume is defined by aroma rather than scent." For film noir, tone is the genre.

However, the genius of Paul Schrader's piece comes in his discussion of "film noir" as a period because this it was as well and all noirs made later, from Chinatown to Blade Runner to Mulholland Drive, exist in their own separate noir periods, not the original period Schrader is discussing. It is the period itself that bestows something extra, something special and unique upon the noirs made at that time. There's a cynicism and weariness present in The Maltese Falcon of 1941, at the very beginning of the period, that simply isn't there in The Maltese Falcon of 1931 (shown periodically on Turner Classic Movies for the curious). By 1941 the world had been mired in a depression for years, Hitler seemed capable of complete European domination and competing political philosophies battled to win over the millions of desperate souls looking for answers.

All of that can be reasonably imitated in something like Chinatown, but there's a difference between imitating it and living it and if Chinatown was simply imitating it, it wouldn't have worked as well. Chinatown is, through and through, a film noir but not a noir of the original period. Its cynicism comes from the second cycle of noir in the seventies.

As Schrader goes on to discuss, films within a noir period (for his purposes, the forties to the early fifties), contain within them elements of darkness and cynicism regardless of whether or not their plot deals with crime in any way at all. And so The Best Years of Our Lives, Gentleman's Agreement, The Snake Pit and even All About Eve, contain the cynicism of film noir, the tone that defines the genre, without containing much of the plot points or story telling methods (although All About Eve does have one hell of a femme fatale in its title character). Since these films were made in the noir period, rather than the period of extended optimism that immediately followed it in the fifties and favored technicolor over shafts of light and shadow, they had a cynicism that would be absent from film until the late sixties and early seventies brought it back. Not surprisingly, the most famous neo-noir, Chinatown, was made in 1974.

And it is the period of the forties to the early fifties that is too often neglected by simply being shoved into the all-encompassing "Golden Age of Hollywood" period, which wasn't really a period anyway but an era of studio domination that ran from the late teens through the mid-sixties (hence the term "age"). Some definitions of the Golden Age start with the advent of sound and go through the fifties right before the French New Wave but, either way, "The Golden Age of Hollywood" is an essentially useless moniker applied to several decades of varying styles in the existence of Hollywood. Too many different ideas, styles and national/international moods came and went for anyone to assume such a large chunk of time could reasonably define the movies made under its umbrella.

In his piece, Schrader acknowledges a new period may be starting but pulls back at the end:

American movies are again taking a look at the underside of the American character, but compared to such relentlessly cynical film noir as Kiss Me Deadly or Kiss Tomorrow Goodbye, the new self-hate cinema of Easy Rider and Medium Cool seems naive and romantic.

Schrader even breaks down the cultural events that brought about noir in the first place, his "four catalytic elements" which are: WAR AND POST-WAR DISILLUSIONMENTS, POST-WAR REALISM, THE GERMAN INFLUENCE, THE HARD-BOILED TRADITION.

The first two go hand in hand in which America is disillusioned after millions die in a war fought for years all over the world. This combined with returning vets and millions of hardened civilians finding non-realism harder to take in adult dramas to produce a deeper sense of realism in the cinema. This, in turn took the hard-boiled detective fiction and combined it with the shadowy expressionistic style of German Cinema to create the tone of noir.

He then goes into STYLISTICS and THEMES in which he, unknowingly or not, lays out the basics for defining film noir as a genre separate from any one period. Statements like, "Picked at random, a film noir is likely to be a better made film than a randomly selected silent comedy, musical, western and so on," belies his premise that film noir is not a genre as he is, at face value no less, comparing it to other genres. Of course, what he's saying about the noir genre feels so right that the contradiction is welcome. I can't imagine any way to possibly prove his statement but, somehow, it seems correct. Or to put it another way, off the top of my head, I can think of more bad movies in any other genre than I can in film noir.

Fortunately, the neglect of film noir that Schrader bemoans in the piece seems to be a thing of the past. When he writes of the prejudice of film critics in accepting bigger budget A films over lower budget B films, he concludes

"This prejudice was reinforced by the fact that film noir was ideally suited to
the low budget “B” film, and many of the best noir films were “B” films. This
odd sort of economic snobbery still lingers on in some critical circles: high-
budget trash is considered more worthy of attention than low-budget trash, and to praise a “B” film is somehow to slight(often intentionally) an “A” film.

This seems to have been truer in the past than in the era of independently made and distributed films that often garner higher praise these days than anything churned out of the Hollywood movie mill.

A lot has changed since Schrader wrote this piece almost 40 years ago and, indeed, the seventies produced a new kind of cynicism that harked back to the days of the film noir period. There was no World War but there was a war in Vietnam that had dragged on for years. There was no depression but there was economic hard times brought on by clashing monetary policies in the early seventies, oil embargoes and government enforced price freezes. And a Vice President resigned facing bribery charges while a sitting President resigned facing corruption charges. Cynicism was in the air and a second noir period was born, and although it ran for only a few years, just like its predecessor, it produced many great works.

In 1974 there was Chinatown, the most famous of the seventies neo-noirs but there was also The Conversation, Night Moves and a reconstruction/deconstruction of the whole idea, Robert Altman's The Long Goodbye all within a three year period. Into the early eighties came Blade Runner and Cutter's Way and gradually, just like before, the cynicism faded, the movies grew more optimistic and the second great noir period came to an end. Will there be a third? Will noir as a period happen again? Will it keep recurring, every thirty or forty years, as a reaction to hard times and economic downturns? Are we in the third noir period right now but just don't recognize it because we have no distance from it?

Noir films, in the genre sense, will continue to be made in every decade, but noir periods only occur under specific conditions, when mood and spirit and fatigue combine to create a feeling of unease, distrust and shaken confidence. It turns out it's not a period specific to any set of years but specific, instead, to a set of societal conditions, and thus, can recur regularly and infinitely.

One has to go through hell to get there, but once it arrives, it's the stuff dreams are made of.
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This post is a part of the For the Love of Film (Noir) Blogathon and Fundraiser for the Film Noir Foundation to help preserve our film heritage. The Blogathon is hosted by Ferdy on Films and The Self-Styled Siren. Please make your donation by clicking on the button below. Thank you.

27 comments:

Ed Howard said...

Fantastic post, Greg, a great analysis of Schrader's famous essay and its contradictory definition/anti-definition of noir. I'm inclined to think of noir as a genre, as well, although one that was, at least in terms of the initial era, imposed after the fact rather than while the films were being made. In other words, while John Ford and Howard Hawks could say, "I'm going to make a Western," nobody was saying, "I'm going to make a film noir," because the term just didn't exist. Moreover, at the time I don't think anyone thought of these films as part of a coherent genre or style. I wonder what kinds of films the original noir directors did think they were making, though?

Ed Howard said...

Interestingly, Craig has posted about this same topic, with very different conclusions. While posting a comment over there, it occurred to me that the unique position of noir might result from its status as a genre (or "genre") developed specifically for the cinema: Westerns or musicals were brought to film from literature or the theatre, but film noir, with its visual emphasis on light and shadow, seems like more of an inherently filmic genre, or at least a type of story that required the cinema to be invented.

Peter Nellhaus said...

Did you ever read William Ahern's criticism of Schrader which also discusses the origins of the term film noir?

Greg said...

Ed, while writing this I had to change, revise and edit my conclusions four or five times because I was getting a little confused myself. The only way, in the end, I could make sense of it for myself was to accept, via westerns and, according to the wikipedia entry I link to, screwball comedies, that genre could be as much about tone as anything else.

With that in hand, I could interpret that Schrader was selling the defintion of genre short in a way to exclude noir while, at the same time, consistently referring to noir in a manner that implies he fully accepts it as a genre.

It's all very confusing. However, your statement goes a long way to clarifying the situation even more. Film noir exists purely as a film genre because it contains so much that has to do with mood and tone created with light and shadow. The Maltese Falcon novel is a detective story, the film is a noir. And no other genre has that. Westerns, sci-fi and horror all have literary counterparts and musicals have a theatrical one but noir exist entirely on celluloid. It's a brilliant observation and one I'm glad to have attached to this post now via the comment section.

As for the films the directors thought they were making, I'd say crime melodramas, right? I mean, that's what they were doing before but without the shades of grey. The crime movies of the thirties had bad guys and good guys and the directors and writers of the forties started making the two blurred, if not interchangeable at times.

The war definitely had an effect on that aspect of it and the influence of German cinema on the technical side. I think Schrader's absolutely right about that. Without those two things, the period/genre might never have existed.

Greg said...

Peter, I had not read it until just now when I followed your link. What a thorough and excellent piece it is, too! It's that kind of examination that really shows just how malleable the discussion of film noir is. It can be interpreted so many different ways and understood through so many different angles. I could spend the whole blogathon just doing pieces on what noir really is versus what it is perceived to be.

Sam Juliano said...

This controversal essay has always been a vital underpinning in defining noir and/or what disqualifies elements to form a summary definition of sorts. Using it to launch a consideration of the genre is sound and an immediate lure, as it begs engagement.

Coincidentally, one of my Wonders in the Dark colleagues, the young and talented Brooklynite Maurizio Roca provided his specifications today at the site for his 'Top 50' Film Noir Countdown, which will be presented on a Monday through Friday basis. I present this continuing project to you Greg as our own ultimate transciption of this fantastically worthy venture you have embarked upon here.

Marilyn said...

Greg - Very interesting critique of Schrader's seminal essay. The definition certainly is slippery because the mood of pessimism that pervades noir is so free-floating. How do we nail down the pessimism of noir against the pessimism of something like 2010's Blue Valentine, which chronicles the dissolution of love. Does that mean it is a noir or that In a Lonely Place isn't? I think a lot of how we see noir is tied up with the look and the stars. Chinatown, though in color, was in imitation of earlier films, and Polanski as a Holocaust survivor (or evader) plugs directly into the battery that fueled noir.

Pat said...

Greg -

I think I picked the right article to read first in the blogathon. Your post makes me want to read Schrader's essay and also makes a good introduction to the whole idea of film noir.

Greg said...

Sam,I'm going to head over to Wonders in the Dark in just a minute and check that out. Work's kept me away from surfing today as I've only had time to check in on my blog but I look forward to it when I get a chance.

And thanks, again, for taking part. It is much appreciated.

Greg said...

Marilyn, I agree that noir is often associated with fedoras and guns and events transpiring in the thirties or forties. For a deeper association, i.e., the tone, you're right, it's almost impossible to isolate all of it. Obviously some movies that fit the tone of noir were made outside of the periods cited. I assume that's why many people, myself included, prefer to view it as a separate genre too to make the films easier to identify.

One thing I am sure about, it's the most inclusive of all genres. Since there are so few concrete identifiers and such large looming abstract ones, such as tone, it can include a dizzying array of films, including Blue Valentine, which I'm seeing this week by the way.

Greg said...

Wow, Pat, thanks so much for such high praise! Please, click on the link I provide to Schrader's essay and read it. My summation of it necessarily truncated and simplified it.

Also, check out the much longer essay that Peter linked to. It too is an excellent take on the genre question.

Tinky said...

This was fascinating. I'm in general NOT a noir girl, but you all may convert me SOON. Meanwhile, next time I see "All About Eve" I'll be thinking noir and see whether we can squeeze it in there.

Greg said...

Tinky, All About Eve may be a backstage drama more than noir, but for sheer cynicism, it's in a class by itself. Human nature in all its unbridled lust and greed exposed under the harsh lights of an unblinking camera.

David Steece said...

Wow Greg, I'm a first time commenter. Great job on the trailer for the blogathon, and great analysis of Schrader's essay.

I've always loved his essay, but I agree with you that he's contradictory and creates some paradoxes. The way you define Noir (genre = tone) really sums it up well. The fatalism of Noir is its single most enduring feature, from 'Falcon' or 'Kane' up through the 70s and into the 80s with the work of Michael Mann and others.

bill r. said...

Great post, Greg. You and I have discussed film noir in terms of genre before (way back when you had Haloscan...), and while I think we differ slightly in some ways, broadly we agree. And I think Schrader is frankly a bit delusional or snobby when it comes to genre. Film noirs are a type of crime film. They belong to that genre. The influences that brought noir about are varied, but one of the primary ones, of course, is the crime literature that preceded it, which almost demanded that any film versions be shot as film noirs eventually would be. The crime genre can contain multitudes, in film and literature, and claiming that noir is not a genre because it can be traced back to all manner of different German films is silly.

Greg said...

David, thanks! I love the essay too but the inconsistencies always pop out at me. Also, and I'm not trying to sell youth short here, I'm really not, but remember, he was 24 when he wrote this. It's not that you can't write a great essay at 24, many young bloggers do that all the time. It's that there's still so much to learn and still so many life experiences to have.

I'd love to know if he feels any differently on this now or if, Vincent Canby-like, he refuses to accept any of it could be wrong.

Greg said...

Bill, haloscan! Don't remind me. The bane of my early blogging existence!

So, I remember the post too, which used the phrase "Ribbons of Light" as its title, taken from this very essay. See my comment above about Schrader's age when he wrote this and how I'm sure he felt he had a lot to prove as an expert on film. He even does the obligatory whack at the older generation by referring derisively to Arthur Knight.

It's a great essay in many ways and an immature one in others. And I think what you say, that is, it's a subset of the crime genre, is true in an obvious way. When I write that other movies, from The Snake Pit to All About Eve contain the cynicism but none of the genre elements, it's because the elements are quite obviously criminal. I mean, I'd be hardpressed to produce a noir that didn't involve an illegal act at its core (though now that I said that, someone probably will, but then, I'll dispute it).

bill r. said...

Someone tried to argue with me once on this topic by pointing out that ACE IN THE HOLE is film noir, but not a crime film. My response was "You don't think any crimes are committed in that film?"

The only film that gets labeled "noir" but doesn't contain any obvious crime elements -- at least so far as I remember -- is DAISY KENYON. And frankly, I don't consider it noir, for that reason. Who makes these decisions, anyway?

Greg said...

Who makes these decisions, anyway?

Some guy. I hate him. He's a real jerk.

Neil Sarver said...

Great points. Very interesting.

The consideration of what makes noir is always an interesting subject and a great way to kick off this blogathon.

Thanks!

Mark said...

Nicely done. I actually think the easiest (and best) way to understand the confusing identity of film noir is by situating it within postmodernism - but sheesh, that gets academic and boring, probably because it works so well. I get a great deal more pleasure from hashing it out with students and fellow film enthusiasts, exactly as you have here. Though I think it's more fun to take canonical noir films and try to push them out of the box rather than take others and try to squeeze them in.

Greg said...

Thanks, Neil. I hope you contribute something, I'd love to read any of your thoughts on noir.

Greg said...

Mark, discussing noir could never be academic or boring. Okay, maybe but I doubt it. You should write it up from the postmodernist perspective for the blogathon.

Joe Thompson said...

Good response to Schrader. Is film noir a genre or a period? Yes. It is a genre or a period. So are silent comedies, spaghetti westerns, and surf movies.

Greg said...

So are silent comedies, spaghetti westerns, and surf movies

I was going to bring silent comedy into when I quote him saying a film noir picked at random is better than most genre movies because he mentions silent comedy directly in that quote but couldn't make it work without clouding the statement I was trying to make. So thanks for saying it.

Silent comedy especially is a genre and a period (I feel like Shimmer should somehow be included in the conversation). I mean with very few exceptions (Chaplin's work and Mel Brooks' Silent Movie) nobody made silent comedy in the advent of sound. It is most definitely a period but defined by its structure of physical humor and inter-title one-liners, a genre that is unmistakable.

Vanwall said...

Great critical thinking piece, Greg! I think I hit upon the same conclusions because I'm posting on Western noirs, myself. Schrader is a great resource, if for nothing to with, or for, or against, and most other writing in noir seems it is usaully about why he's right or wrong, even if tangentially - notice we're still talking about his work right now.

Greg said...

I agree. His essay is seminal in the way Andrew Sarris' essay on the auteur theory, and it's response by Kael, is. That is, there is much to disagree with but the essentials are laid out in such a way that anyone discussing the auteur theory must reference it as a starting point if they're to be taken seriously.